CQUniversity Unit Profile
AINV11002 Socio-technical Systems
Socio-technical Systems
All details in this unit profile for AINV11002 have been officially approved by CQUniversity and represent a learning partnership between the University and you (our student).
The information will not be changed unless absolutely necessary and any change will be clearly indicated by an approved correction included in the profile.
General Information

Overview

This unit will assist you to recognise and optimise the elements that influence the interaction of humans with other elements of a socio-technical system. You will be presented with learning opportunities to understand how systems, work and people interact successfully and in failure mode. You will be introduced to the notion of systems failure and its prevention, for example, design redundancy and resilience, and the concept of the system life cycle.

Details

Career Level: Undergraduate
Unit Level: Level 1
Credit Points: 6
Student Contribution Band: 8
Fraction of Full-Time Student Load: 0.125

Pre-requisites or Co-requisites

Pre-requisite: AINV11001 Real World Investigation

Important note: Students enrolled in a subsequent unit who failed their pre-requisite unit, should drop the subsequent unit before the census date or within 10 working days of Fail grade notification. Students who do not drop the unit in this timeframe cannot later drop the unit without academic and financial liability. See details in the Assessment Policy and Procedure (Higher Education Coursework).

Offerings For Term 2 - 2024

Online

Attendance Requirements

All on-campus students are expected to attend scheduled classes - in some units, these classes are identified as a mandatory (pass/fail) component and attendance is compulsory. International students, on a student visa, must maintain a full time study load and meet both attendance and academic progress requirements in each study period (satisfactory attendance for International students is defined as maintaining at least an 80% attendance record).

Class and Assessment Overview

Recommended Student Time Commitment

Each 6-credit Undergraduate unit at CQUniversity requires an overall time commitment of an average of 12.5 hours of study per week, making a total of 150 hours for the unit.

Class Timetable

Bundaberg, Cairns, Emerald, Gladstone, Mackay, Rockhampton, Townsville
Adelaide, Brisbane, Melbourne, Perth, Sydney

Assessment Overview

1. Group Discussion
Weighting: 20%
2. Written Assessment
Weighting: 20%
3. Written Assessment
Weighting: 30%
4. Written Assessment
Weighting: 30%

Assessment Grading

This is a graded unit: your overall grade will be calculated from the marks or grades for each assessment task, based on the relative weightings shown in the table above. You must obtain an overall mark for the unit of at least 50%, or an overall grade of 'pass' in order to pass the unit. If any 'pass/fail' tasks are shown in the table above they must also be completed successfully ('pass' grade). You must also meet any minimum mark requirements specified for a particular assessment task, as detailed in the 'assessment task' section (note that in some instances, the minimum mark for a task may be greater than 50%). Consult the University's Grades and Results Policy for more details of interim results and final grades.

Previous Student Feedback

Feedback, Recommendations and Responses

Every unit is reviewed for enhancement each year. At the most recent review, the following staff and student feedback items were identified and recommendations were made.

Feedback from SUTE

Feedback

Change assignment due times from 5pm to assist those who work 9-5 jobs.

Recommendation

Review assessment due times.

Feedback from SUTE

Feedback

Consider moving the week 11 lecture to earlier in the term to assist with use of the material

Recommendation

Look at presenting the material from the last lecture earlier.

Unit Learning Outcomes
On successful completion of this unit, you will be able to:
  1. Identify the relationships between people, machines and systems in society.
  2. Define the nature of organisations and work.
  3. Recognise systems failure, and failure prevention measures.
  4. Examine the nature of systems failure and prevention.
  5. Illustrate the system life cycle and explain its effect on failure.
  6. Employ effective communication strategies appropriate to sociotechnical systems.
  7. Demonstrate reflective skills appropriate to the development of the beginning practitioner.
Alignment of Learning Outcomes, Assessment and Graduate Attributes
N/A Level
Introductory Level
Intermediate Level
Graduate Level
Professional Level
Advanced Level

Alignment of Assessment Tasks to Learning Outcomes

Assessment Tasks Learning Outcomes
1 2 3 4 5 6 7
1 - Group Discussion - 20%
2 - Written Assessment - 20%
3 - Written Assessment - 30%
4 - Written Assessment - 30%

Alignment of Graduate Attributes to Learning Outcomes

Graduate Attributes Learning Outcomes
1 2 3 4 5 6 7
1 - Communication
2 - Problem Solving
3 - Critical Thinking
4 - Information Literacy
5 - Team Work
6 - Information Technology Competence
7 - Cross Cultural Competence
8 - Ethical practice
9 - Social Innovation
10 - Aboriginal and Torres Strait Islander Cultures

Alignment of Assessment Tasks to Graduate Attributes

Assessment Tasks Graduate Attributes
1 2 3 4 5 6 7 8 9 10
1 - Group Discussion - 20%
2 - Written Assessment - 20%
3 - Written Assessment - 30%
4 - Written Assessment - 30%
Textbooks and Resources

Textbooks

There are no required textbooks.

IT Resources

You will need access to the following IT resources:
  • CQUniversity Student Email
  • Internet
  • Unit Website (Moodle)
Referencing Style

All submissions for this unit must use the referencing style: Harvard (author-date)

For further information, see the Assessment Tasks.

Teaching Contacts
Frank Bogna Unit Coordinator
f.bogna@cqu.edu.au
Schedule
Week 1 Begin Date: 08 Jul 2024

Module/Topic

Introduction to the unit
-What is a system?
-Origins of Socio-technical systems and its meaning

Chapter

Eason, K 2014, ‘Afterword: The past, present and future of sociotechnical systems theory‘, Applied Ergonomics, vol 45, pp. 213-220. 


Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

Week 2 Begin Date: 15 Jul 2024

Module/Topic

Foundations of a Socio-technical system
-System life cycle
-Principles of good design

Chapter

Carayon, P, Hancock, P, Leveson, N, Noy, I, Sznelwar, L & van Hootegem, G 2015, ‘Advancing a sociotechnical systems approach t workplace safety – developing the conceptual framework’, Ergonomics, vol 58, no.4, pp. 548-564.

 

Waterson, P, Robertson, M, Cooke, N, Militello, L, Roth, E & Stanton, N, 2015, ‘Defining the methodological challenges and opportunities for an effective science of sociotechnical systems and safety’, Ergonomics, vol 58, no. 4, pp. 565-599.

Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

Week 3 Begin Date: 22 Jul 2024

Module/Topic

Socio-technical systems models
-linear models and their limitations

Chapter

Dekker, S 2019, Foundations of Safety Science: A century of understanding accidents and disasters, E-book, CRC Press, London.

Note: Chapter 9 only is relevant for this week. 

Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

Week 4 Begin Date: 29 Jul 2024

Module/Topic

Socio-technical systems models 
-Recent developments of divergent models

Chapter

Walker, G, Stanton, N, Salmon, P & Jenkins, D 2008, ‘A review of sociotechnical systems theory: a classic concept for new command and control paradigms’, Theoretical Issues in Ergonomics Science, vol 9, no.6, pp. 479-499. 

 

Attaran, M, Attaran, S & Kirkland, D 2020, ‘Technology and Organizational Change: Harnessing the Power of Digital Workplace’, Handbook of Research on Social and Organizational Dynamics in the Digital Era (Chapter 18), IGI Global, pp. 383-408, DOI: 10.4018/978-1-5225-8933-4.ch018.  Note:  Note: Chapter 9 only is relevant for this week. 

Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

System Analysis Due: Week 4 Friday (2 Aug 2024) 11:59 pm AEST
Week 5 Begin Date: 05 Aug 2024

Module/Topic

More on Socio-technical systems models 
-Event Analysis of Systemic Teamwork (EAST)

Chapter

Read, G, Stevens, E, Lenne, M, Stanton, N Walker, G & Salmon, P 2018, ‘Walking the talk: Comparing pedestrian ‘activity as imagined’ with ‘activity as done’, Accident Analysis and Prevention, vol 113, pp. 74-84.

Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

Vacation Week Begin Date: 12 Aug 2024

Module/Topic

Independent Study

Chapter

Events and Submissions/Topic

Week 6 Begin Date: 19 Aug 2024

Module/Topic

Examining system interruption 

Chapter

Clegg, C, Robinson, M, Davis, M, Bolton, L, Pieniazek, R & McKay, A 2017, ‘Applying organizational psychology as a design science: A method for predicting malfunctions in socio-technical systems (PreMiSTS)’, Design Science, vol 3, pp. 1-31.

Other relevant readings and material will be available in the Moodle site.

 

Events and Submissions/Topic

Annotated Bibliography Due: Week 6 Friday (23 Aug 2024) 11:59 pm AEST
Week 7 Begin Date: 26 Aug 2024

Module/Topic

Using a predictive process for examining system interruption (PreMISTS)

Chapter

Clegg, C, Robinson, M, Davis, M, Bolton, L, Pieniazek, R & McKay, A 2017, ‘Applying organizational psychology as a design science: A method for predicting malfunctions in socio-technical systems (PreMiSTS)’, Design Science, vol 3, pp. 1-31.

Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

Week 8 Begin Date: 02 Sep 2024

Module/Topic

Developing a Socio-technical model to address system interruption

Chapter

Case Study example to be provided in Moodle.

Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

Week 9 Begin Date: 09 Sep 2024

Module/Topic

Examining a Case Study – tutorial (Assignment 4)

Chapter

Case Study example to be provided in Moodle.

Other relevant readings and material will be available in the Moodle site.

Events and Submissions/Topic

Socio-technical systems model proposal Due: Week 9 Friday (13 Sept 2024) 11:59 pm AEST
Week 10 Begin Date: 16 Sep 2024

Module/Topic

Writing a Report (Assignment 4)

Chapter

Relevant material will be available in the Moodle site.

Events and Submissions/Topic

Week 11 Begin Date: 23 Sep 2024

Module/Topic

Review

Chapter

Events and Submissions/Topic

Week 12 Begin Date: 30 Sep 2024

Module/Topic

Independent study

Chapter

Events and Submissions/Topic

Formal Report Due: Week 12 Friday (4 Oct 2024) 11:59 pm AEST
Review/Exam Week Begin Date: 07 Oct 2024

Module/Topic

Chapter

Events and Submissions/Topic

Exam Week Begin Date: 14 Oct 2024

Module/Topic

Chapter

Events and Submissions/Topic

Assessment Tasks

1 Group Discussion

Assessment Title
System Analysis

Task Description

This assessment item has been designed to start your thinking about what systems are, and in particular the system life cycle.

You will prepare two mind maps from the topics below:

1. System map

2. System life cycle

 

Part A - System map (10%)

You are required to create a mind map that addresses the following:

•    add a picture (or description) of your system in the middle of the map
•    identify somewhere on the page the type of system
•    identify (break down) the system parts
•    Identify some interaction between people and 'Equipment/Technology/Infrastructure'
•    for the system parts, identify some potential human factor issues
•    for each human factor issue identify the potential relationship requirements
•    a short explanation (250-500 words) of the system and how it functions. 

 

Part B - System life cycle (10%)

You are required to create a mind map that addresses the following:

•    describes a system
•    illustrates the system life cycle
•    a short explanation (250-500 words) that details where elements to maintain continuity of the system are provided.

Weighting
20%


Assessment Due Date

Week 4 Friday (2 Aug 2024) 11:59 pm AEST


Return Date to Students

Vacation Week Friday (16 Aug 2024)


Weighting
20%

Assessment Criteria

You will be assessed against:

1. Quality of the response

2. Organisation of the submission

3. Accuracy of grammar and spelling


Referencing Style

Submission
Online

Learning Outcomes Assessed
  • Recognise systems failure, and failure prevention measures.
  • Examine the nature of systems failure and prevention.
  • Employ effective communication strategies appropriate to sociotechnical systems.
  • Demonstrate reflective skills appropriate to the development of the beginning practitioner.


Graduate Attributes
  • Communication
  • Problem Solving
  • Critical Thinking
  • Information Literacy
  • Information Technology Competence
  • Cross Cultural Competence
  • Ethical practice

2 Written Assessment

Assessment Title
Annotated Bibliography

Task Description

This assessment item has been designed to help you prepare for your Socio-technical systems model proposal (Assessment 3) and the final report (Assessment 4). An annotated bibliography is an organised list of sources, each of which is followed by a brief description of the source, or annotation.

You will prepare an annotated bibliography based on the following:

•    Conceptual presentations of socio-technical systems that address the design of work, including a representation of human-machine relationships. 

You are required to complete:

1. A review of five peer reviewed journal articles, books, book chapters, or conference papers that further understanding of the topic; AND
2. A review of a useful, professional website that furthers understanding of the topic (NOT Wikipedia!): AND
3. A reference list for the sources cited.

Your annotations for your chosen topic must include:
•    a description of the content and focus of the article, book, book chapter, conference paper and website
•    suggestions regarding the source's usefulness to your research
•    an evaluation of its methods, conclusions and reliability
•    a record of your reactions to the source
•    each annotation should be approximately 300 words (+ or - 10%)
You may use your annotated bibliography when creating your Socio-technical systems model for assessment 3.

Weighting

20%


Assessment Due Date

Week 6 Friday (23 Aug 2024) 11:59 pm AEST


Return Date to Students

Week 8 Friday (6 Sept 2024)


Weighting
20%

Assessment Criteria

As a general guide, the annotated bibliography will be assessed on the following:
•    includes a description of the content and focus of the article, book, book chapter, conference paper and website
•    suggestions regarding the source's usefulness to your research
•    an evaluation of its methods, conclusions and reliability
•    a record of reaction to the article (connections made etc.)
•    organisation, accurate grammar and spelling and referencing.


Referencing Style

Submission
Online

Learning Outcomes Assessed
  • Recognise systems failure, and failure prevention measures.
  • Examine the nature of systems failure and prevention.
  • Employ effective communication strategies appropriate to sociotechnical systems.
  • Demonstrate reflective skills appropriate to the development of the beginning practitioner.


Graduate Attributes
  • Communication
  • Critical Thinking
  • Information Literacy
  • Information Technology Competence
  • Cross Cultural Competence
  • Ethical practice

3 Written Assessment

Assessment Title
Socio-technical systems model proposal

Task Description

This assessment item requires the development of a comprehensive output that will draw on your learning throughout the term, and applied to a specific proposed future work process or work event.

This assessment consists of two parts. Part A requires the creation of a predictive sociotechnical systems model diagram for a future work process or work event. Part B requires the annotation (i.e. preparation of explanatory notes) accompanying the model that could be presented to management (i.e. decision makers) in the organisation as a proposal for consideration of the forthcoming future work process or work event.

 

Part A (10%)
Prepare sociotechnical systems model diagram for a specific proposed future work process or work event, with the intent of using it as a predictive model for system success. The intent of this exercise is to identify predictive sociotechnical elements and their associated performance characteristics that can contribute to system success for a work process or work event.   

Construct the predictive model diagram based on the sociotechnical system model proposed by Davis et al 2014 and provided in Moodle as a template. Note the framework comprises ‘People’, ‘Technology’, ‘Culture’,’ Goals’, ‘Processes’ and ‘Infrastructure’ and all of these elements should be included in the model.  

Source: Davis, M, Challenger, R, Jayewardene, D & Clegg, C 2014, ‘Advancing socio-technical systems thinking: A call for bravery’, Applied Ergonomics, vol 45, pp. 171-180. 

To construct the sociotechnical systems model analysis diagram ensure the process itemised below (based on Clegg et al. 2017) is utilised. 

Source: Clegg, C, Robinson, M, Davis, M, Bolton, L, Pieniazek, R & McKay, A 2017, ‘Applying organizational psychology as a design science: A method for predicting malfunctions in socio-technical systems (PreMiSTS)’, Design Science, vol 3, pp. 1-31.

Your submission should be uploaded as a PDF.

 

Part B (20%) (1000 words)
Part B requires the annotation (i.e. preparation of explanatory notes) accompanying the model that could be presented to management (i.e. decision makers) in the organisation as a proposal for consideration of the forthcoming future work process or work event. Document the following (for part B) as you develop the diagram. Include in the diagram features as itemised below. 

1.    Name the work process or work event in the middle of the chart. Clearly identify where the data will come from. See the template provided in Moodle for how this is noted in the chart. 
2.    Source the data, which may be obtained from anywhere inside or outside the organisation (i.e. plans, standards, work schedules, past performance, brainstorming with stakeholders). Document how this is obtained.
3.    Identify (where possible) the main variables associated with the work process or work event (i.e. performance goals of managers, expected work task completion, composition of workgroups, allocation of resources, role clarity, work group characteristics). Document how this is obtained. Allocate these to the respective outer boundaries of the framework which comprises ‘People’, ‘Technology’, ‘Culture’,’ Goals’, ‘Processes’ and ‘Infrastructure’. Apply knowledge of the system life cycle where appropriate.

4.    Access and utilise the expertise of ‘domain experts’ (for example, train drivers for a rail-based work process). Document how this is obtained (or could be obtained).
5.    Build the hexagonal model. Note this is an iterative and cyclic process.
6.    Check and review all data used. Document the data used.
7.    Make connections across the framework components (i.e., ‘Culture’ of ‘xyz’ is related to ‘People’ with ‘xyz’).
8.    Review the diagram, qualify and validate each component and its connections by determining its authenticity and whether it contributes to system success (success of the work process or work event located in the middle of the chart).

Prepare annotations (i.e. explanatory notes) accompanying the model that could be presented to management (i.e. in readiness to explain it decision makers) in the organisation as a proposal for consideration of the forthcoming future work process or work event.

 


Assessment Due Date

Week 9 Friday (13 Sept 2024) 11:59 pm AEST


Return Date to Students

Week 11 Friday (27 Sept 2024)


Weighting
30%

Assessment Criteria

Your Socio-technical systems model and annotations (explanatory notes) will be assessed based on the quality and depth of the following:

Part A (10%)

  • A predictive model for a future work process or work event is evident in the submission
  • The model’s framework comprises all of the following elements, being ‘People’, ‘Technology’, ‘Culture’,’ Goals’, ‘Processes’ and ‘Infrastructure’.

Part B (20%)

  • The main variables associated with the work process or work event are discussed
  • Relationships between people and other system parts are identified and described
  • All salient issues related to ‘People’, ‘Technology’, ‘Culture’,’ Goals’, ‘Processes’ and ‘Infrastructure’ are provided in the explanatory notes. 
  • Knowledge of the system life cycle is applied, where appropriate
  • Organisation, spelling and grammar
  • Appropriate referencing (in text and reference list) is provided.  




Referencing Style

Submission
Online

Learning Outcomes Assessed
  • Identify the relationships between people, machines and systems in society.
  • Define the nature of organisations and work.
  • Illustrate the system life cycle and explain its effect on failure.
  • Employ effective communication strategies appropriate to sociotechnical systems.
  • Demonstrate reflective skills appropriate to the development of the beginning practitioner.


Graduate Attributes
  • Communication
  • Problem Solving
  • Information Literacy
  • Information Technology Competence
  • Cross Cultural Competence

4 Written Assessment

Assessment Title
Formal Report

Task Description

This assessment builds on the work carried out in assessments one, two and three. You will choose a complex sociotechnical systems failure from a list provided in Moodle, and provide a report on the incident that highlights Socio-technical systems failures. 


Your report will include:

  • title page
  • contents page
  • what happened - description of circumstances
  • why it happened (discussion of findings) - demonstrated by the use of a socio-technical systems model
  • appropriate categorisation of people, workplace and management issues
  • conclusions regarding major learning from the accident
  • consideration of prevention strategies to prevent recurrence
  • referencing and reference list
  • appendix (as required).

Your submission should be no more than 2000 words.


Assessment Due Date

Week 12 Friday (4 Oct 2024) 11:59 pm AEST


Return Date to Students

Review/Exam Week Friday (11 Oct 2024)


Weighting
30%

Assessment Criteria

Your report will be assessed as shown by the following:

  • communicates all salient issues related to 'what happened'
  • identifies the relationships between people and other system parts
  • applies knowledge of the system life cycle and explains its effect on failure
  • recognises, and investigates the reported system failures
  • examines the nature of systems failure and demonstrates ability to appropriately categorise to people, workplace and management issues
  • proposes appropriate prevention strategies based on the principle of safe design, resilience engineering and redundancy
  • demonstrates understanding of complexity and systems thinking
  • selects and applies appropriate evidence sources to support analysis
  • organisation, spelling, grammar and written expression
  • selects appropriate bibliographic entries and references them correctly.


Referencing Style

Submission
Online

Learning Outcomes Assessed
  • Identify the relationships between people, machines and systems in society.
  • Recognise systems failure, and failure prevention measures.
  • Examine the nature of systems failure and prevention.
  • Illustrate the system life cycle and explain its effect on failure.
  • Employ effective communication strategies appropriate to sociotechnical systems.


Graduate Attributes
  • Communication
  • Problem Solving
  • Critical Thinking
  • Information Literacy
  • Information Technology Competence
  • Cross Cultural Competence
  • Ethical practice

Academic Integrity Statement

As a CQUniversity student you are expected to act honestly in all aspects of your academic work.

Any assessable work undertaken or submitted for review or assessment must be your own work. Assessable work is any type of work you do to meet the assessment requirements in the unit, including draft work submitted for review and feedback and final work to be assessed.

When you use the ideas, words or data of others in your assessment, you must thoroughly and clearly acknowledge the source of this information by using the correct referencing style for your unit. Using others’ work without proper acknowledgement may be considered a form of intellectual dishonesty.

Participating honestly, respectfully, responsibly, and fairly in your university study ensures the CQUniversity qualification you earn will be valued as a true indication of your individual academic achievement and will continue to receive the respect and recognition it deserves.

As a student, you are responsible for reading and following CQUniversity’s policies, including the Student Academic Integrity Policy and Procedure. This policy sets out CQUniversity’s expectations of you to act with integrity, examples of academic integrity breaches to avoid, the processes used to address alleged breaches of academic integrity, and potential penalties.

What is a breach of academic integrity?

A breach of academic integrity includes but is not limited to plagiarism, self-plagiarism, collusion, cheating, contract cheating, and academic misconduct. The Student Academic Integrity Policy and Procedure defines what these terms mean and gives examples.

Why is academic integrity important?

A breach of academic integrity may result in one or more penalties, including suspension or even expulsion from the University. It can also have negative implications for student visas and future enrolment at CQUniversity or elsewhere. Students who engage in contract cheating also risk being blackmailed by contract cheating services.

Where can I get assistance?

For academic advice and guidance, the Academic Learning Centre (ALC) can support you in becoming confident in completing assessments with integrity and of high standard.

What can you do to act with integrity?